• Prior to filing a complaint, you are encouraged to contact your agent and/or their broker to ensure they are aware of the issue. They may be able to resolve the issue before it arises to an official complaint.
  • When filing your ethics complaint, please refer to the Code of Ethics, and list which Articles therein you believe to be violated. Please also attach any sort of documentation and statements you would like to be seen by the Grievance Committee; this is to ensure that the Grievance Committee can determine whether or not sufficient evidence exists to forward the issue to the Professional Standards hearing.
  • Please note that through the Ethics Complaint process, the complaining party is unable to recover any sort of damages